5CPD POINTS
Analysis of ESMA guidelines on Product Governance, Appropriateness, and Suitability Test:
a. What are the Product Governance requirements?
b. What are the requirements of appropriateness and suitability tests?
c. What are the differences between them?
d. How effective risk scoring can be achieved?
e. Obligations of CIFs who provide services through the medium of another Investment Firm
