Continuous Professional Development Courses
Our Firm provides Continuous Professional Development (CPD) courses, aiming to assist attendees to gain knowledge and keep up to date with the latest developments of the Anti-Money Laundering and Financial Services regulatory framework.
CySEC AML Directive Requirements
Analysis of CySEC AML Directive issued on 27.03.2020 with specific attention to Risk Based approach, Risk Categorisation, and Sanctions Lists.
a. What are the requirements of a Risk-Based approach?
b.What are the requirements of risk categorization?
c. How risk categorisation should be implemented?
d. Ongoing monitoring of accounts and transactions
e. Sanction Lists and how the obliged entities should consider them
Product Governance, Appropriateness & Suitability Test
Analysis of ESMA guidelines on Product Governance, Appropriateness, and Suitability Test:
a. What are the Product Governance requirements?
b. What are the requirements of appropriateness and suitability tests?
c. What are the differences between them?
d. How effective risk scoring can be achieved?
e. Obligations of CIFs who provide services through the medium of another Investment Firm
Analysis of AML/CFT Law:
a. What are the requirements of KYC collection?
b. Transaction Monitoring requirements
c. Internal control, risk assessment and risk management
d. Offences, Criminal Liability and Penalties
e. Sources of information to identify and assess ML and TF